PRIVATE MARKETS • PRE-IPO • REGULATION A

Centralized Trading Platform for Regulation A Companies

Access opportunities in young companies that have traditionally been out of reach for everyday investors. SmallIPO connects accredited and non-accredited investors with eligible Regulation A offerings, so more people can participate in a company’s early growth.

Private Markets. More Access. More Opportunity.

How SmallIPO works

Three stages. Different documents, eligibility rules and ways to participate.

01 · Pre-IPO

Learn about founders and early-stage capital needs before a planned Regulation A offering. Participation in a private offering depends on its own exemption and investor requirements.

02 · Regulation A IPO

Review the issuer’s offering circular and financial disclosures. Regulation A sales begin only after SEC qualification and satisfaction of applicable requirements.

03 · Regulation A trading

Explore the resale of eligible securities between existing holders and buyers through the separate trading portal, subject to lawful venue operation and transfer requirements.

Learn about our Pre-IPO opportunities

Get to know the business, its founders and the work needed to bring an offering to market. A planned Regulation A offering involves preparing and filing Form 1-A, responding to SEC review and obtaining qualification before Regulation A securities can be sold. Timing and qualification are not assured.

Preliminary and concurrent offerings

A preliminary offering circular describes a proposed Regulation A offering before qualification; it is not permission to accept payment. An issuer may separately conduct a private offering alongside a contemplated Regulation A offering when each offering meets its own exemption, communications and eligibility rules. SEC Rule 152 governs the integration analysis; “concurrent” is not a separate exemption.

For any contemplated Regulation A offering discussed before qualification: no money or other consideration is being solicited; if sent, it will not be accepted. No offer to buy can be accepted and no purchase price can be received until the offering statement is qualified. Any offer may be withdrawn or revoked, without obligation or commitment of any kind, at any time before notice of acceptance after qualification. An indication of interest involves no obligation or commitment of any kind.

Active trading & founder opportunities

Explore the trading portal

Secondary trading concerns securities already held by investors, rather than a new capital raise by an issuer. Visit the portal to review issuer information and available account features. A portal listing does not establish that live trading is authorized or that a security has an active market. Transactions require applicable regulatory permissions, investor clearance and transfer eligibility.

Partner with founders at the beginning

Learn about early-stage opportunities to support the launch of companies and funds developed or supported by 360 Sports affiliates. Review the founder’s plan, use of proceeds, ownership terms, conflicts and risks. Any investment is made only through the applicable offering documents and eligibility process.

Frequently asked questions

What is SmallIPO?

SmallIPO brings issuer information, early-stage opportunities, Regulation A offering materials and access to a separate trading portal into one place. Each opportunity has its own documents, eligibility requirements and stage.

How do Pre-IPO, a Regulation A IPO and trading differ?

Pre-IPO describes an early stage before a planned public offering; it is not a securities exemption. A Regulation A IPO is an issuer sale under a qualified offering statement. Secondary trading is a resale by an existing holder. Moving from one stage to another is not guaranteed.

Does SEC qualification mean an investment is approved?

No. Qualification permits a Regulation A offering to proceed under its applicable conditions. It is not an SEC endorsement of the issuer, the investment, the price or the accuracy of the disclosures.

Can I invest before Regulation A qualification?

A separate private offering may accept eligible investors if it independently satisfies its exemption. Preliminary Regulation A materials and indications of interest do not authorize Regulation A sales or payment before qualification.

Who can participate?

Eligibility depends on the offering. Rule 506(c) purchasers must be verified accredited investors. Regulation A may include non-accredited investors, subject to the applicable tier, investment limits, jurisdiction and issuer requirements.

Can I sell whenever I want?

No sale or buyer is guaranteed. Resale eligibility, transfer restrictions, available counterparties and the lawful operation of the relevant trading venue determine whether a transaction can occur.

What are the main risks?

You may lose your entire investment. Early-stage issuers may fail, need more capital or dilute existing holders. Securities may be difficult to value or sell. Review each issuer’s risk factors and financial information.

How do I hear about new opportunities?

Use the opportunity updates form or create an account. Signup expresses interest in information only; it does not reserve securities, verify accreditation or commit you to invest.

Important disclosures

Investments involve substantial risk, including loss of the entire investment, dilution and illiquidity. SEC qualification is not approval or a guarantee. Website content is general information; the applicable offering documents govern any investment. No future public offering, trading market or investment return is assured.

Plans, estimates and projections are forward-looking statements based on assumptions that may prove incorrect. Actual results may differ materially. No statutory safe harbor is promised merely by placing a notice on this website.

Use of account or interactive services is subject to the applicable Terms and Conditions. Indemnification, where lawfully agreed and enforceable, is limited by applicable law and does not waive nonwaivable securities-law rights.

Be informed when new opportunities are listed

Sign up for early-stage, Regulation A and founder opportunity updates. Your interest does not create an investment obligation.